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News Topic - SEC

RSS feedDisplaying articles 1 - 10 of most recent articles

Photo from USA Today
SEC power rankings: LSU, Georgia on collision course to meet in Atlanta Georgia moved past Alabama for the No. 2 spot in this week's SEC power rankings and the Bulldogs are on a collision course with No. 1 LSU.
USA Today | 2 hours, 26 minutes ago | comment? | recommend
SEC Chairman Confirms Dodd-Frank Act Whistleblower Program is an “Invaluable Component” for Successful Securities Fraud “Enforcement Efforts” In a statement issued last Friday, November 15, 2019,the Chairman of the U.S. Securities and Exchange Commission (“SEC”), Mr. Jay Clayton, praised the Dodd-Frank Act's whistleblower reward law, acknowledging that the whistleblower program
WebWire | 2 hours, 45 minutes ago | comment? | recommend
ETF Investing: What is a non-transparent ETF, and why would anyone want to own one? A new wave of exchange-traded funds that mask their investing strategies will start to become more widely available thanks to recent SEC approvals.
MarketWatch.com | Nov 16, 2019 2:33 PM [GMT] | comment? | recommend
Photo from New York Post
Oklahoma vs. Baylor prediction, line: Sooners will cover big number Many realistic possibilities remain for the College Football Playoff. There could be two SEC teams (LSU, plus either Georgia or Alabama). There could be two Big Ten teams (Ohio State, plus either Minnesota or Penn State). The Pac-12 has two opportunities
New York Post | Nov 16, 2019 1:01 PM [GMT] | comment? | recommend
Investors rail against SEC proxy adviser reforms Proposed rules pit large shareholders against America Inc
Financial Times | Nov 16, 2019 11:00 AM [GMT] | comment? | recommend
Best of Week 12: Top 25, Gophers lose, Georgia wins SEC East Baylor's bears topple a mini Sooner Schooner, Trevor Lawrence meets his doppelganger, plus all the best moments from the day in CFB.
ESPN | Nov 16, 2019 03:58 AM [GMT] | comment? | recommend
Charles Schwab Review Long before investing disruptors E-Trade and Betterment came on the scene, there was Charles Schwab & Co., Inc. A maverick since its inception in 1973, Charles Schwab brokerage cut its fees by half when the Securities and Exchange Commission (SEC) Continu
Yahoo! News | Nov 15, 2019 10:32 PM [GMT] | comment? | recommend
WeWork faces U.S. SEC inquiry over possible rule violations: Bloomberg WeWork is facing scrutiny from the U.S. Securities and Exchange Commission over whether it violated financial rules in the run-up to its abandoned initial public offering, Bloomberg reported on Friday, citing two people with knowledge of the matter.
Reuters | Nov 15, 2019 8:23 PM [GMT] | comment? | recommend
After SEC settlements, 3 firms have missed deadlines to repay investors or register tokens as securities After reaching settlements with the Securities and Exchange Commission (SEC), two Initial Coin Offering (ICO) projects have failed to meet the initial deadline to repay investors, while a third delayed registering its tokens as securities, per a Wall Stre
Yahoo! News | Nov 15, 2019 6:44 PM [GMT] | comment? | recommend
Herbalife Executives Charged in 'Brazen' Bribery Scheme in China The two execs for the firm's Chinese subsidiary allegedly bribed Chinese officials for a decade. One also is accused of providing false testimony to the SEC and erasing files from his company-issued laptop.&
Law.com | Nov 15, 2019 6:36 PM [GMT] | comment? | recommend